ACTIVE AND PASSIVE VACCINATION STRATEGIES AGAINST SARS-COV-2
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Abstract
The COVID-19 pandemic underscored the urgent need for innovative vaccine platforms
capable of addressing rapidly evolving SARS-CoV-2 variants and enhancing pandemic
preparedness. Current intramuscularly administered vaccines, which solely target the spike
protein, face diminished efficacy against antibody-escaping variants and provide limited
protection for high-risk populations. This thesis presents three studies aimed at improving
active and passive mucosal vaccination strategies against SARS-CoV-2.
First, we developed and evaluated trivalent human (HuAd) and chimpanzee (ChAd)
adenovirus-vectored COVID-19 vaccines encoding the spike, nucleocapsid, and RdRP
antigens. In murine models, respiratory mucosal (RM) immunization induced robust tripartite
immunity comprised of local and systemic antibody responses, mucosal tissue-resident
memory T cells, and trained innate immunity. Moreover, RM vaccination conferred
protection against both ancestral SARS-CoV-2 and emerging variants of concern (V oCs),
highlighting the potential of Ad-vectored mucosal vaccines as next-generation solutions to
address shortcomings in first-generation COVID-19 vaccines.
In the second study, we extended this platform to human volunteers, revealing that repeated
intramuscular mRNA immunization alone fails to elicit sufficient RM immunity, even in
individuals with prior breakthrough infection. To bridge this gap, we administered our next-
generation SARS-CoV-2 vaccine candidates via inhaled aerosol which was safe and well-
tolerated. A single aerosolized dose induced airway T cell, antibodies, and innate immune
memory, with cross-reactive T cells and antibodies against SARS-CoV-2 XBB.1.5. We also explored peripheral biomarkers that may serve as surrogates for the induction of robust RM
immunity.
Finally, in a complementary approach, we investigated aptamer nanomaterials based on
TMSA52, a homotrimeric DNA aptamer engineered for broad neutralization of SARS-CoV-
2 VoC. When RM administered to mice, TMSA52 showed protective efficacy comparable to
a monoclonal antibody, offering a cost-effective, scalable alternative for passive
immunization. Together, these studies underscore the promise of RM vaccination strategies
as critical innovations to enhance global pandemic preparedness.